Year: 2020

The Department of Justice issued its first FCPA opinion in six year. Foreign Corrupt Practices Act Review, Opinion Procedure Release, No.: 20-01 (Aug. 14, 2020). The opinion process provides a mechanism by which a question regarding FCPA enforcement can be …

First DOJ FCPA Opinion in Six Years Read More »

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Municipal bonds is an area in which the Commission has limited authority. Nevertheless, the agency has periodically focused on the area. In 2016 the Commission conducted a very successful cooperation initiative. Two years ago, the agency began to focus on …

SEC Wins Summary Judgement In Muni Flipping Case Read More »

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