Year: 2020

In the second quarter of 2020 as the pandemic began to unfold the Enforcement Division continued to file new actions. Indeed, the agency filed a larger number of actions in the second quarter than in the first despite the limitations …

The Second Quarter: A Review of SEC Enforcement Read More »

Insider trading has long been a staple of the Commission. Over the years the agency has honed its skills at fretting out those who trade for their personal enrichment, in violation of their obligations to the company and to the …

Insider Trading: Escaping Detection Can Be Difficult Read More »

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