Year: 2020

The Commission created a new task force within OCIE this week to assess emerging risk. It is portrayed as a compliment to the current inspection program, apparently designed to try and get ahead of the curve on new issues that …

This Week In Securities Litigation (Week of August 3, 2020) Read More »

Tagged with: , ,

The filing of securities class actions is traditionally a key metric watched by firms and investors. This week Cornerstone Research published their mid-year report (here). Key metrics reported focused on: 1) the number of securities class actions filed; 2) the …

Trends in Securities Class Action Filings Read More »

Tagged with: ,