Year: 2020

Offering frauds have long been the focus of Commission Enforcement. The cases typically center on raising money through the sale of promissory notes, interests in a firm, investments in a future string of medical clinics and other items. The most …

ICO of DROPs Is A Fraud SEC Alleges Read More »

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Risk is a much talked about concept these days, typically in the context of the pandemic regarding the virus. There it is difficult to assess the risk largely because of the unknowns. Risk was also a key issue for the …

This Week In Securities Litigation (Week of April 27, 2020) Read More »

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