The Supreme Court will hear oral argument in Liu v. SEC, No. 18-1501 on Tuesday, one of the most significant cases for the Commission in years. The central question is whether the agency can request and recover disgorgement. Petitioners phrase …
This Week In Securities Litigation (Week of March 2, 2020) Read More »
Quality control policies and procedures are critical components of many systems. For auditors the American Institute of Certified Accountants established quality control standards for accounting and auditing practice. Generally, the system should be designed to provide reasonable assurance that the …
Audit Firm Sanctioned for Deficient Quality Control Systems Read More »