Year: 2020

The Commission, like all independent regulatory agencies, was created to be apolitical – a difficult task in this day and age. Despite the difficulties, it is essential that the agency continue to maintain that posture even in the face of …

This Week In Securities Litigation (Week of June 22, 2020) Read More »

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For years there has been a debate regarding the fee caps the Commission adopted in 2005 and the impact of the maker-taker business model. Academics and industry participants have debated if the fee cap remains appropriate. They have also debated …

SEC’s Pilot Program Struck Down by DC Circuit Read More »

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