Tag: Chevron

For years there has been a debate regarding the fee caps the Commission adopted in 2005 and the impact of the maker-taker business model. Academics and industry participants have debated if the fee cap remains appropriate. They have also debated …

SEC’s Pilot Program Struck Down by DC Circuit Read More »

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As the new year begins SEC Enforcement appears to be at a cross-roads. Commissioners have, or will, depart; there are, or will be, new appointees. The reconstituted agency will have to determine if its current numbers-monetary-sanctions-publicity driven approach is actually …

A New Direction For SEC Enforcement in 2016? Read More »

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