Month: December 2020

The exit from the Commission continued this week with the resignation of the Director of Trading and Markets. By year end much of the senior staff, along with the Commission Chairman, will depart from the agency. The Commission filed a …

This Week In Securities Litigation (Week of December 21, 2020) Read More »

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When the sales pitch is “to good to be true” it usually is. This is the repeated theme of the offering fraud actions filed week after week by the Commission where much is promised and nothing is delivered. Should the …

Luckin Coffee Settles Financial Fraud Action Read More »

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