Month: November 2020

The Division of Enforcement published its 2020 Annual Report on November 2, 2020 (here). The Report contains the now familiar sections: A Message from the Director keyed to highlights; a review and discussion of key areas of interest; a series …

The SEC Enforcement Report: Working Through Adversity Read More »

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With the election on Tuesday, a key question is the aftermath. Even if the current administration prevails there will be changes. Rumors have swirled that the Commission’s Chairman will return to New York. Others have resigned – a co-director of …

This Week In Securities Litigation (Week of November 2, 2020) Read More »

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