With the election on Tuesday, a key question is the aftermath. Even if the current administration prevails there will be changes. Rumors have swirled that the Commission’s Chairman will return to New York. Others have resigned – a co-director of …
This Week In Securities Litigation (Week of November 2, 2020) Read More »
The Dodd-Frank provisions on securities-based swaps were added to the Securities Act to protect investors when investing in those instruments. The securities typically have to be registered with the Commission to ensure that persons who are not eligible participants in …
Educational Investment Game is Security-Based Swap Read More »