Tag: Enforcement

The Shutdown Ends For Now – The FY Q1 Enforcement Numbers

The partial government shutdown has ended, Federal government employees who day-in and day-out provide the hard work that moves this country forward and provides vital services to people across the nation will return to the job. Unfortunately, the threat of

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SEC Enforcement & Venue: A Question of Fairness

The question never really addressed, but which has always been the fundamental issue, is fairness. When the Commission began shifting its enforcement actions from federal district court to its administrative in-house forum, the bedrock question was fundamental fairness, presented in

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