The Division of Enforcement published its 2020 Annual Report on November 2, 2020 (here). The Report contains the now familiar sections: A Message from the Director keyed to highlights; a review and discussion of key areas of interest; a series …
The SEC Enforcement Report: Working Through Adversity Read More »
The partial government shutdown has ended, Federal government employees who day-in and day-out provide the hard work that moves this country forward and provides vital services to people across the nation will return to the job. Unfortunately, the threat of …
The Shutdown Ends For Now – The FY Q1 Enforcement Numbers Read More »