The Commission has appointed Judge Margaret Ryan as the next Director of the Division of Enforcement. Judge Ryan brings a variety of experience to the position. The Judge received her law degree from the University of Notre Law School. There …

New Enforcement Director Appointed Read More »

There is no doubt that 2021 continued to be dominated by the pandemic. The year did offer, however, the promise of mitigation from the inoculations. By year end in fact there was improvement for many and at least a partial …

SEC Enforcement: 4Q21 (Part I) Read More »