Month: August 2020

A current staple of the Main Street investor focused Enforcement Division is the offering fraud. There the promoters typically offer the unsuspecting public deals that are too good to be true with guaranteed returns or other similar features that attract …

Promoters of Marketing Scheme Charged as Unregistered Brokers Read More »

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The Department of Justice issued its first FCPA opinion in six year. Foreign Corrupt Practices Act Review, Opinion Procedure Release, No.: 20-01 (Aug. 14, 2020). The opinion process provides a mechanism by which a question regarding FCPA enforcement can be …

First DOJ FCPA Opinion in Six Years Read More »

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