Month: January 2020

The Commission’s focus on retail investors has resulted in a series of cases frequently called offering frauds. In those cases, as repeatedly noted in this space, investors typically get lured to part with what is often their savings and/or retirement …

A Job Well Done by the Commission Read More »

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Despite an almost continuous stream of warnings to investors regarding due diligence on investment opportunities, week after week the Commission files another offering fraud action in which a swindle has occurred. This is particularly true when crypto, blockchain or cannabis …

Marijuana Firm Sells Investors Fictitious Securities Read More »

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