Last week it was a marijuana firm licensed under the laws of Washington State. This week it is federal tax credits tied to energy. Next week it may be crypto currency. There is a seemingly endless variety of businesses that …

Phony Tax Credits Are The Center of an Offering Fraud Case Read More »

The Commission continued to spotlight key market issues in rule making proposals and conferences. This week the agency announced a conference focused on the municipal securities markets. While the Commission has limited authority in this area, the agency can lead …

Week In Securities Litigation (Week of Jan. 27, 2020) Read More »