Year: 2019

A look forward – a look back: Those who have long argued for a statutory definition of insider trading may be about to obtain their wish. Last week the U.S. House of Representatives passed a bill which defines and precludes …

This Week In Securities Litigation (Week of Dec. 9, 2019) Read More »

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The Commission has repeatedly emphasized its focus on the main street, retail investor in recent years. Specifically, while the agency has sought to protect all investors, a key concern has been seniors and retirees who are often victimized by the …

The SEC’s Main Street, Senior Investor Focus Read More »

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