Month: October 2019

Anti-corruption and FCPA enforcement has long been a priority for the Commission as well as the DOJ. Many of these cases, while within the jurisdiction of the U.S., involve foreign firms and nationals. An action disclosed by the DOJ earlier …

DOJ Discloses Guilty Pleas to FCPA Charges by Oil Executives Read More »

Offering fraud actions, long a key staple of the SEC Enforcement Division, the DOJ and others, continue to proliferate despite repeated efforts to alert and educate investors. For example, on November 1, 2019, the SEC and Fordham University School of …

Former NFL Player Convicted in Offering Fraud Action Read More »

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