Year: 2018

Insider trading has long been a staple of the Commission’s Enforcement program. Cooperation credit, while frequently touted and often discussed is not, at least in the form of a deferred prosecution agreement. Rather, the awarding of cooperation credit is typically …

The SEC, Insider Trading and Cooperation Read More »

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While offering fraud actions have long been a Commission staple, with the advent of the retail investor focus there seems to be an increase in the number of these cases being brought. In the latest variation of these cases the …

Commission Files Another Offering Fraud Action Read More »

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