Month: November 2018

Last week the SEC resolved two ICO actions that will become the blue print for settling unregistered crypto currency actions in the wake of the Section 21(a) DAO report detailing how the federal securities laws apply to the offerings. See, …

USAO Secures Guilty Plea in Fraud Using Crypto Currency Read More »

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Exchange Act section 13(b)(2)(B), added to the 1934 Act as part of the Foreign Corrupt Practices Act of 1977, is concerned with internal accounting controls. The statute requires that there be sufficient controls to ensure that transactions are executed as …

The SEC, Internal Accounting Controls and the Human Element Read More »

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