Month: April 2018

The Commission lost virtually all claims in an asset valuation case brought against a fund and two of its officials. The action was one of several brought as part of the Commission’s Aberrational Performance Inquiry which, prior to this action, …

SEC Asset Valuation Claims Rejected on Summary Judgment Read More »

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Cases brought by the Commission this week in include one requiring admissions of fact and that the firm violated the securities laws as a condition of settlement, a case naming as Defendants the Pastor of one of the largest Methodist …

This Week In Securities Litigation (Week ending March 30, 2018) Read More »

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