Month: March 2018

The SEC moved past virtual currencies for the moment, returning to a long established staple – the Foreign Corrupt Practices Act. The Commission filed a settled books and records action involving an Israeli based firm whose shares are traded on …

SEC Settles FCPA Books and Records and Internal Controls Action Read More »

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The Commission’s focus on the retail investor is well illustrated by two cases involving microcap frauds first announced at the end of last week. One centered on a penny stock manipulator known as the “Mailman” and involved the efforts over …

SEC Files Two Microcap Fraud Actions Read More »

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