Year: 2017

The Commission settled its hotly contested insider trading case against well-known hedge fund manager, Leon Cooperman. SEC v. Cooperman (E.D. Pa. Filed Sept. 21, 2016). Under the terms of the settlement Mr. Cooperman consented, without admitting or denying, to the …

SEC, Cooperman Settle Insider Trading Claims Read More »

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The new Chairman continues to build out the senior staff, making key appointments. Specifically, the Chairman appointed: Jaime Klima, formerly co-chief of staff under Acting Chairman Piwowar, as his Chief Counsel; Lucas Moskowitz, formerly Chief Investigative Counsel of the U.S. …

This Week In Securities Litigation (Week ending May 19, 2017) Read More »

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