Month: December 2017

A staple of SEC Enforcement has been offering fraud actions. The Commission has brought a seemingly endless stream of these actions. While each scheme is different typically the cases center on promises of a safe investment with a high rate …

Jury Finds Pastor, Wife Guilty In Offering Fraud Case Read More »

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Two friends decided to trade on inside information one obtained from his work. The plan was to conceal the connection to the information and the insider by having all the trading done by the man not employed by the take-over …

SEC Charges Two Friends With Insider Trading Read More »

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