Year: 2016

Investment fund fraud and Ponzi schemes have become a staple of SEC enforcement. The investment fraud schemes often cross from securities into other areas such as the currency markets. In such instances either the CFTC or the U.S. Attorney may …

Forex Investment Scheme Results in Criminal Charges Read More »

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Apple stock is well known and popular among investors. It is also attractive to fraudsters who focus on the high tech giant’s shares for schemes. One scheme, for example, brought down New York brokerage Rochdale Securities when a registered representative …

SEC Settles With Apple Stock Day Trader Read More »

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