Year: 2016

The SEC filed a settled FCPA action in which the employees in the China subsidiary of the firm designed and adopted a bribery scheme to circumvent the compliance procedures the company had installed as a result of an earlier FCPA …

This Week In Securities Litigation (Week ending July 15, 2016) Read More »

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The Commission announced the adoption of amendments to its Rules of Practice which govern administrative proceedings. Previously, the SEC had issued proposed amendments which had been the subject of a number of comments. The amended rules, according to the release, …

SEC Announces Amendments To Rules For Administrative Proceedings Read More »

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