The SEC brought another offering fraud action centered on false projections by an issuer regarding its expected performance. Unlike the action filed early last week, this one did not settle and is headed for litigation. SEC v. Enviro Board Corporation, …
Year: 2016
This Week In Securities Litigation (Week ending August 26, 2016)
Numbers were the focus this week as the Commission filed 81 administrative proceedings (must be near fiscal year end) and two civil injunctive actions. Seventy-one of the actions involved municipal issuers who self-reported under the Municipalities disclosure initiative. Another ten …
This Week In Securities Litigation (Week ending August 26, 2016) Read More »
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