Year: 2016

The Commission filed its first action against an auditor for lack of independence based on a romantic relationship this week. The agency also filed an action alleging insider trading against long time hedge fund operator, Leon Cooerman and another insider …

This Week In Securities Litigation (Week ending Sept. 23, 2016) Read More »

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Later this year the Supreme Court is expected to hand down what may well be the most significant insider trading case in years when U.S. v. Salman, No. 15-628 (S.Ct.) is decided. The decision has the potential to end the …

SEC Charges Hedge Fund Executive Cooperman with Insider Trading Read More »

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