Month: October 2016

Insider trading was the focus this week, with the Supreme Court hearing argument in Salman v. U.S. The argument centered on the meaning and application of the Court’s 1983 decision in Dirks which drew a line between the prohibited an …

This Week In Securities Litigation (Week ending Oct. 7, 2016) Read More »

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Attracting new business is a key goal for any business. Enterprises which are successful in achieving this goal typically tout their results – nothing breeds success like success. Credit Suisse followed this model, disclosing a formula in SEC filings which …

To Settle with SEC Credit Suisse Makes Admissions, Pays $90 Million Read More »

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