Month: July 2016

In the typical Ponzi scheme unscrupulous individuals induce investors to part with their cash based on a series of misrepresentations about the proposed investment. The investor money is then in part misappropriated and in part used to repay other investors …

A Ponzi Scheme Where One Investor Directly Paid Another Read More »

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The Commission filed another settled insider trading action. The case centered on a tender offer by Koch Industries, Inc. for Oplink Communications, Inc., announced before the market opened on November 19, 2014. Following the announcement the share price for Oplink …

SEC Settles Insider Trading Action With Corporate Controller Read More »

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