Year: 2015

The SEC’s Asset Management Unit continues to review and analyze fees, expenses and the related disclosure at private equity firms. The Unit has encouraged advisers to self-report these issues. The most recent action emanating from the review involves three Blackstone …

SEC Settles With Blackstone On Disclosure Issues Read More »

Tagged with: , , ,

The SEC filed another action centered on a restatement resulting from improper accounting and internal controls. In this instance the firm lacked procedures for dealing with related party transactions despite contrary disclosures and failed to properly value its most significant …

SEC Files Settled Action Tied To Restatement Read More »

Tagged with: , , , , ,