Year: 2015

Two entrepreneurs wanted to create a business that centered on valuing private start-up companies. They experimented with models that began with a variation of “fantasy sports,” changed to a contest and became a game. It ended with one which involved …

SEC Halts “Smart Contract” Exchange Built on Silicon Valley Start-Ups Read More »

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The SEC filed two actions centered on an advisory firm that serves on high net worth individuals, primarily current and former professional athletes. The actions are based on the theft of client funds and a failure to supervise by the …

SEC Charges Advisory Firm to Sports Figures and Officers With Fraud Read More »

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