Year: 2015

The New York AG may have launched a new trend this week. Using the Martin Act, he filed a settled action against the largest coal producer in the nation alleging false statements regarding the firm’s ability to project the impact …

This Week In Securities Litigation (Week ending November 13, 2015) Read More »

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The SEC filed another “suspicious trading” insider trading action, naming as defendants two Chinese nationals. The action was brought just days after the second deal closed, permitting a freeze order to be entered over the trading profits. SEC v. Zhou, …

SEC Files Suspicious Trading Case Read More »

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