2015 – SEC ACTIONS

SEC Settles Another Insider Trading Case Tied To Brocade Deal

Posted on June 14, 2015 by T. Gorman Posted in SECActions

The acquisition of Foundry Networks, Inc., a networking hardware company, by Brocade Communications System, Inc., a technology company specializing in data and storage networking products, announced on July 21, 2008, has spawned two enforcement actions by the Commission and two …

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Tagged with: Insider trading, SEC, secactions, USAO

This Week In Securities Litigation (Week ending June 12, 2015)

Posted on June 11, 2015 by T. Gorman Posted in SECActions

The question of forum selection by the SEC was a key issue this week. While to date suits challenging the SEC’s right to bring an action as an administrative proceeding rather than in federal court have had little success – …

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Tagged with: financial fraud, Insider trading, Rule 105, SEC, secactions, short selling

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Year: 2015

SEC Settles Another Insider Trading Case Tied To Brocade Deal

This Week In Securities Litigation (Week ending June 12, 2015)