Year: 2015

The SEC claims that an individual that controlled several entities including an investment fund created phony consumer loans to funnel investor cash to his faltering financial operations rather than investing the money in actual loans in accord with the representations …

SEC Inspection Staff Uncovers A Possible Fraud Read More »

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FCPA enforcement was the focus this first week of the new year. The DOJ brought FCPA and Travel Act charges against an individual alleged to have repeatedly bribed an official of the European Bank of Reconstruction and Development to secure …

This Week In Securities Litigation (The week ending January 9 , 2015) Read More »

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