FCPA enforcement officials have repeatedly emphasized that a key focus is individuals who violate the Act. This week the Department of Justice announced the filing of a multi-count indictment against the owner of a privately held consulting company, alleging violations …
The DOJ Charges Another Individual With FCPA Violations Read More »
The SEC was granted authority in the Dodd-Frank Act to initiate administrative proceedings against non-regulated persons. In those proceedings the full range of remedies are available – a cease-and-desist order, disgorgement, penalties and bar orders. Those remedies are comparable to …
SEC Use of Administrative Proceedings Challenged Again Read More »