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Year: 2015

Posted on by T. Gorman Posted in SECActions

The Second Circuit’s decision in U.S. v. Newman, 773 F. 3d 438 (2nd Cir. 2014) regarding the personal benefit test in insider trading either radically altered the law or just reaffirmed the Supreme Court’s decision in Dirks v. SEC, 463 …

Insider Trading: Does Payton Begin the Erosion of the Newman Tipping Test? Read More »

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Posted on by T. Gorman Posted in SECActions

The SEC filed another FCPA action, this time against the company that financed a “world tour” as part of the bribes paid by employees to secure business. Previously, the Commission filed an action against the employees. The SEC also filed …

This Week In Securities Litigation (Week ending April 10, 2015) Read More »

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