Month: July 2015

The role of the chief compliance officer is the talk of the Securities and Exchange Commission these days – or at least some of its Commissioners. Those who are speaking for the record agree that the role of the CCO …

What Message Is Being Sent to CCOs By SEC Commissioners? Read More »

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The DOJ resolved another FCPA action with the company entering into a deferred prosecution agreement, paying a criminal fine and agreeing to the imposition of a monitor after self reporting and cooperating. Two of the firm’s senior executives pleaded guilty …

DOJ–Louis Berger, Two Executives Resolve FCPA Charges Read More »

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