Year: 2014

Investment adviser Ismail Elmas pleaded guilty this week to an information charging one count of wire fraud. U.S. v. Elmas, No. 1:14-cr-00358 (E.D. Va.). This action is the latest is a series cases centered on investment frauds in which the …

Investment Adviser Pleads Guilty to Wire Fraud Charge Read More »

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Commissioner Michael Piwowar, the only economist currently on the Commission, outlined his views regarding enforcement policy in remarks delivered at the Securities Enforcement Forum 2014 last week (here). That policy begins with the due process clause of the Fifth Amendment, …

SEC Commissioner Piwowar On Enforcement Policy Read More »

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