Year: 2013

The Canadian Securities Administrators or CSA published their annual report recapping results for 2012 for securities enforcement actions. The CSA is the council of 10 provincial and three territorial securities regulators in Canada. The mission of the organization “is to …

Trends in Canadian Securities Enforcement Actions Read More »

Tagged with: , ,

The Supreme Court handed down two significant securities law decisions this week. In the first the High Court, in unanimous opinion, rejected the contention of the SEC that the five year statute of limitations for seeking a penalty can be …

This Week In Securities Litigation (Week ending March 1, 2013) Read More »

Tagged with: , , , ,