SEC Enforcement Director Robert Khuzami officially resigned yesterday, a move which has been widely rumored in the press in recent weeks. Mr. Khuzami served as Enforcement Director for nearly four years, compiling a record of leadership and achievement. Appointed by …
Month: January 2013
A Key SEC Enforcement Issue Is Argued Before the Supreme Court
The Supreme Court heard argument yesterday in Gabelli v. SEC, No. 11-1274, a case which could have a significant impact on the SEC’s enforcement program. The action centers on the application of the five year statute of limitations for imposing …
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