Year: 2012

Chinese issuers are a current focus for the Commission and the class action bar. The Commission has brought a number of actions involving issuers based in the Peoples Republic of China including dozens of proceedings to under Exchange Act Section …

THE SEC FILES A SECOND ACTION AGAINST A SHANGHAI AUDIT FIRM Read More »

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Earlier this week the Commission went to Montana to name a daughter and her father in an insider trading action. Yesterday the agency went to Hollywood to bring another insider trading case. This time the action named as defendants: Mohammed …

MOVIE PRODUCER, FIVE OTHERS SETTLE INSIDER TRADING CASE Read More »

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