The Commission has brought a series of aggressive insider trading actions which are pushing the edges of, and may redefine, insider trading theory. In one case has been based in part on the observation of matters such as tours of …
ANOTHER AGGRESSIVE INSIDER TRADING CASE FOR THE SEC Read More »
International was a key theme this week. The Commission brought another action against the Shanghai affiliate of an international accounting firm based on its failure to produce work papers from an audit of a Chinese issuer and a proceeding against …
THIS WEEK IN SECURITIES LITIGATION (Week ending May 11, 2012) Read More »