Year: 2012

The SEC filed two settled actions at the end of last week tied to the residential mortgaged backed securities market. SEC v. J.P. Morgan Securities LLC (S.D.N.Y. Filed Nov. 16, 2012); In the Matter of Credit Suisse Securities (USA) LLC, …

Lessons from the Market Crisis: Two New Cases, the End of Another Read More »

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The Commission announced that its enforcement program remains vibrant, having filed just one less action last year that its record setting 735 actions in the prior fiscal year. The enforcement program is being bolstered by over 3,000 whistleblower complaints that …

This Week In Securities Litigation (Week ending November 16, 2012) Read More »

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