Tag: investigations

Any firm marketing COVID –19 related services, or who have applied for or obtained benefits under recently enacted legislation tied to the virus, should carefully examine their activities in this area in view of the regulatory investigations being conducted by …

Beware the Informal Chat About COVID Read More »

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The SEC filed two settled actions at the end of last week tied to the residential mortgaged backed securities market. SEC v. J.P. Morgan Securities LLC (S.D.N.Y. Filed Nov. 16, 2012); In the Matter of Credit Suisse Securities (USA) LLC, …

Lessons from the Market Crisis: Two New Cases, the End of Another Read More »

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