Tag: statistics

The Commission filed its annual tabulation of Enforcement statistics in a Release dated November 15, 2022 (here). The array of statistic compiled in FY 2022 provides insight into the work of the Enforcement Division over the past year. Key topics …

SEC Enforcement Statistics FY 2022 Read More »

Tagged with: ,

This is the fourth and concluding segment of a series analyzing trends in Commission enforcement actions filed during the second quarter of 2022. Part I, published on Wednesday, August 24, 2022 (here), found that 101 enforcement actions had been filed …

Trends in SEC Enforcement: 2Q22 Statistics and Beyond, Part IV Read More »

Tagged with: , ,