Wire tap tapes proved the undoing of jailed hedge fund mogul Raja Rajaratnam who is serving eleven years for insider trading. Audio tapes from the FBI also helped convict and send to prison for former brokerage CEO Ross Mandell and …
TAPES SEND SKY CAPITAL CEO, OFFICE MANAGER TO PRISON Read More »
The Commission prevailed in four court actions. In the district court the agency won a summary judgment motion against an investment adviser. In the Eleventh Circuit Court the SEC secured a pair of victories. In one it obtained the reversal …
THIS WEEK IN SECURITIES LITIGATION (Week ending May 4, 2012) Read More »