Month: April 2012

The Commission filed another strict liability, SOX 304 action, seeking to clawback certain CEO and CFO compensation. This time the defendants are Michael Baker and Michael Gluck, respectively, the CEO from 1997 through February 2009, and CFO from May 2006 …

ANOTHER SOX 304 STRICT LIABILITY ACTION Read More »

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The OECD Working Group On Bribery highlighted the efforts the UK in the anti-corruption area in a most recent report (here). That Report also contains a number of recommendations for future improvements. The Working Group concluded that the SFO and …

OECD REPORT ON THE SFO AND THE BRIBERY ACT Read More »

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