Year: 2011

The FSA has banned the former CEO and CFO of a collapsed hedge fund from the securities business and imposed significant fines on each as a result of their manipulative and deceptive conduct as the fund collapsed. Michael Weiger Visser …

FSA BANS TWO HEDGE FUND MANAGERS FROM SECURITIES BUSINESS Read More »

Tagged with: , ,

Insider trading continues to be a key focus of enforcement authorities who obtained another guilty plea from a hedge fund portfolio manger tied to an expert network. The latest plea was by Joseph Skowron, formerly a portfolio manager at FrontPoint …

ANOTHER GUILTY PLEA IN AN INSIDER TRADING CASE Read More »

Tagged with: , , ,