Month: June 2011

The Commission took another step last week in its continuing efforts to speed up the investigative process. The SEC amended Rule 30-4(a)(14) concerning immunity requests. The summary section of Release 34-64649 states that the Commission is delegating “authority to the …

SPEEDING UP SEC INVESTIGATIONS Read More »

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The Supreme Court drew what it called a clear line between primary and secondary liability in private damage actions under Exchange Act Section 10(b) in a 5-4 decision. This is the last of the securities cases on the Court’s docket …

THIS WEEK IN SECURITIES LITIGATION (June 17, 2011) Read More »

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