A review of securities enforcement litigation this week
Tag: officer-director bars
This Week In Securities Litigation (Week ending May 17, 2013)
Tagged with: China, financial fraud, Insider trading, investment fund fraud, officer-director bars, PRC, secactions
SEC Officer – Director Bars: By What Standard?
Sometimes it can be difficult to determine if you actually won. This may be the case for the SEC with the Second Circuit’s ruling in SEC v. Bankosky, Docket No. 12-2943-cv (Decided May 14, 2013). The Circuit Court affirmed the …
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