Tag: Insider trading

This Week In Securities Litigation (Week ending Dec. 8, 2017)

The DOJ announced the formalization of a new FCPA cooperation policy built on the success of its Pilot Program. That program resulted in a significant increase in firm’s self-reporting and cooperating, the goal of the new policy. The new initiative

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Consultant, Long Time Friend Settle SEC Insider Trading Charges

SEC Enforcement is shifting focus to consumers and cyber-security according to the Chairman. Whether that marks the end of “broken windows” and many of the programs the approach spawned is yet to be seen. Regardless, insider trading, long a staple

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