Tag: Insider trading

SEC, Cooperman Settle Insider Trading Claims

The Commission settled its hotly contested insider trading case against well-known hedge fund manager, Leon Cooperman. SEC v. Cooperman (E.D. Pa. Filed Sept. 21, 2016). Under the terms of the settlement Mr. Cooperman consented, without admitting or denying, to the

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This Week In Securities Litigation (Week ending May 19, 2017)

The new Chairman continues to build out the senior staff, making key appointments. Specifically, the Chairman appointed: Jaime Klima, formerly co-chief of staff under Acting Chairman Piwowar, as his Chief Counsel; Lucas Moskowitz, formerly Chief Investigative Counsel of the U.S.

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